Responsibilities 

• Performing the following for IT Application Control (ITAC) and IT General Control (ITGC) testing 
• Partnering with IT/LOB Process Owners/Control Owners to document significant in-scope processes according to corporate COSO policy (both process narratives and process flow diagrams).  Additionally, assessing the appropriateness and completeness of key risk and key controls identified;
• Performing walkthroughs of significant processes and ensure required COSO documentation is accurate and reflects relevant  risk and key controls;
• Partnering with IT/LOB Process Owners/Control Owners in the creation of process risk assessments (RAM) as well as validating and challenging risk assessment conclusions;
• Validating and providing credible challenge to identified shared services, third party service providers, and significant applications.
• Performing COSO testing of key ITACs and ITGCs, including design effectiveness assessments and operating effectiveness testing.
• Validating and challenging documentation of control deficiencies, including issue description, root cause, unmitigated impact, and corrective actions;
• Analyzing the severity of control deficiencies and their impact to internal control over financial reporting.
• Validating corrective actions and issues and building relationships and collaborating with key stakeholders in the applicable line of business (IT) functions related to assigned process areas
• Assisting with projects impacting the team.

 
Essential Qualification 

• University degree in Business or related discipline.
• At least 2 years of experience in one or a combination of the following: Audit, Finance, Accounting, Analytics, Reporting
• Minimum of four years’ experience in IT audit and/or IT SoX advisory/consulting service or Public Accounting
• Experience with large financial institutions
• Strong knowledge of the COSO and COBIT 5 Frameworks.
• Prefer one or more of the following certifications: CISA, CISM, CISSP
• Practical experience performing and documenting IT audit/IT COSO ITGC/ITAC testing
• Strong critical thinking skills with ability to credibly challenge status quo
• Strong organization and prioritization skills
• Strong relationship management skills; ability to negotiate difficult positions without harming relationships

 
Desired Qualifications

• Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
• Intermediate Microsoft Visio skills
• Ability to prioritize, meet deadlines, and achieve goals and work under pressure in a dynamic and complex environment
• Excellent verbal, written, and interpersonal communication skills
• Ability to take on a high level of responsibility, initiative, and accountability.